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Can LLMs Express Their Uncertainty? An Empirical Evaluation of Confidence Elicitation in LLMs

ICLR 2024 · Large language models › Language, safety and interpretability · approach: Uncertainty quantification for LLMs

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Proposes a black-box framework (prompting, sampling, aggregation) for eliciting verbalized confidence from LLMs and benchmarks it on calibration and failure prediction across eight reasoning/knowledge datasets and five LLMs, finding overconfidence and weak failure prediction.

Problem

Black-box LLMs (especially closed-source APIs) lack token likelihoods, so confidence must be elicited from text; it is unclear how well verbalized confidence is calibrated and how well it predicts failures.

Approach

A unified framework decomposing confidence elicitation into prompting strategies (human-inspired prompts such as CoT, Self-Probing, Multi-Step, Top-K), sampling strategies (self-random, paraphrase prompting, misleading hints), and aggregation strategies (consistency, Avg-Conf, Pair-Rank via an MLE over top-K rankings), benchmarked systematically.

Key results

Measured effects reported in the paper

What was changedWhereMeasuredEffect
Use five self-random responses with consistency aggregation instead of one-response CoT confidenceGPT-3.5 confidence elicitation · GSM8KAUROC: 54.8 -> 92.7Helped
Increase the number of self-random responses from M=1 to M=5 and aggregate by consistency (ablation)GPT-3.5 confidence elicitation · Average across five datasetsAUROC: 56.4 -> 73.0Helped
Replace consistency-only aggregation with Pair-Rank (ablation)GPT-4 with Top-K prompt and Self-Random sampling · Mean & VarECE: 12.0 -> 6.90Helped
Use Avg-Conf aggregation instead of consistency-only aggregation (ablation)GPT-4 with Top-K prompt and Self-Random sampling · Mean & VarAUROC: 66.9 vs 66.9No clear effect
Add zero-shot Chain-of-Thought prompting (ablation)GPT-3.5 verbalized confidence · GSM8KECE: 66 -> 10Helped
Add zero-shot Chain-of-Thought prompting (ablation)GPT-3.5 verbalized confidence · GSM8KAUROC: 65 -> 55Hurt
Use Multi-Step confidence aggregation across reasoning steps (ablation)GPT-3.5 verbalized confidence · DateUndAUROC: 57 -> 72Helped
Use Multi-Step confidence aggregation across reasoning steps (ablation)GPT-3.5 verbalized confidence · GSM8KECE: 10 -> 22Hurt
Use Top-K prompt to elicit multiple guesses and confidences (ablation)GPT-3.5 verbalized confidence · GSM8KAUROC: 54.8 -> 58.5Helped
Use weak-claim misleading hints rather than strong-claim hints (ablation)GPT-3.5 Induced Consistency Confidence · StrategyQAAUROC: 61.4 -> 62.0Helped
Use weak-claim misleading hints rather than external-source hints (ablation)GPT-3.5 verbalized-consistency confidence · StrategyQAAUROC: 63.4 -> 65.4Helped
Use key-token probability rather than verbalized confidenceGPT-3 white-box confidence estimation · StrategyQAAUROC: 50.34 -> 60.61Helped

Surprising findings

Limitations

Experimental setup

Datasets: SportUND StrategyQA GSM8K SVAMP DateUnd ObjectCou MMLU Professional Law MMLU Business Ethics

Benchmarks: SportUND StrategyQA GSM8K SVAMP DateUnd ObjectCou MMLU Professional Law MMLU Business Ethics

Metrics: ECE AUROC AUPRC-Positive AUPRC-Negative

Baselines: vanilla verbalized confidence token-probability white-box methods seq-prob len-norm-prob token-prob

Builds on: chain-of-thought top-k prompting self-consistency

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