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Evaluating the Zero-shot Robustness of Instruction-tuned Language Models

ICLR 2024 · Large language models › Instruction and fine-tuning · approach: Instruction data selection · 11 citations (OpenAlex)

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Shows instruction-tuned LLMs (Flan-T5, Alpaca, T0++) degrade on 319 manually written, unobserved instruction phrasings across MMLU and Big-Bench Lite, and proposes soft-prompt tuning with a KL alignment loss over paraphrased instructions to partially recover robustness.

Problem

Instruction-tuned LLMs are supposed to generalize zero-shot to new tasks via natural language instructions, but it is unclear how sensitive they are to semantically equivalent rephrasings of instructions not seen during instruction tuning.

Approach

Collect 319 new instruction phrasings from NLP graduate students for MMLU and Big-Bench Lite tasks, measure the accuracy gap versus observed instructions, and align representations/output distributions of paraphrased instructions via a KL term while tuning only prefix soft-prompt embeddings.

Key results

Measured effects reported in the paper

What was changedWhereMeasuredEffect
Use novel, unobserved rather than training-observed instructionsFlan-T5-3B · MMLUaccuracy: 48.1 -> 47.5Hurt
Use novel, unobserved rather than training-observed instructionsAlpaca-7B · MMLUaccuracy: 41.9 -> 39.7Hurt
Use novel, unobserved rather than training-observed instructionsFlan-T5-3B · BBL-BCaccuracy: 66.5 -> 61.1Hurt
Use novel, unobserved rather than training-observed instructionsAlpaca-7B · BBL-MCaccuracy: 32.1 -> 16.4Hurt
Use novel, unobserved rather than training-observed instructionsT0++ 11B · MMLUaccuracy: 48.3 -> 48.5No clear effect
Use soft prompt parameters and KL alignment loss (ablation)Flan-T5-3B · MMLU, unobserved instructionsaccuracy: +0.4Helped
Use soft prompt parameters and KL alignment loss (ablation)Flan-T5-3B · BBL, unobserved instructionsaccuracy: +1.8Helped
Use soft prompt parameters and KL alignment loss (ablation)Alpaca-7B · MMLU, unobserved instructionsaccuracy: +2.1Helped
Use soft prompt parameters and KL alignment loss (ablation)Alpaca-7B · BBL, unobserved instructionsaccuracy: +3.7Helped
Fine-tune all model parameters on paraphrases without KL alignment (ablation)Flan-T5-3B · MMLU, unobserved instructionsaccuracy: -7.4Hurt
Fine-tune all model parameters on paraphrases without KL alignment (ablation)Flan-T5-3B · BBL, unobserved instructionsaccuracy: -9.2Hurt
Fine-tune all model parameters and add KL alignment loss (ablation)Alpaca-7B · MMLU, unobserved instructionsaccuracy: +0.5Mixed

Surprising findings

Limitations

Experimental setup

Datasets: MMLU Big-Bench Lite Flan collection Alpaca instruction set P3 GPT-4 paraphrased instructions

Benchmarks: MMLU Big-Bench Lite

Metrics: accuracy standard deviation across instructions average distance between representations

Baselines: Flan-T5-XL Alpaca-7B T0++ FT FT+KL PT

Builds on: Flan-T5 prefix tuning T0 Alpaca

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