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Nougat: Neural Optical Understanding for Academic Documents

ICLR 2024 · Vision-language and multimodal › Human and embodied modeling · approach: Layout-aware document understanding · 20 citations (OpenAlex)

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Nougat is an end-to-end Swin-BART encoder-decoder that converts rasterized scientific document page images into markup (lightweight markup/LaTeX), trained on arXiv/PMC/IDL page-markup pairs, and released with code and models.

Problem

Scientific PDFs lose semantic structure, especially for mathematical expressions, so existing OCR and PDF-parsing tools (Tesseract, GROBID, pdf2htmlEX) cannot recover formulas and markup from academic documents.

Approach

Treat academic-page conversion as an image-to-markup OCR task solved by a Donut-style Swin encoder with an mBART-style decoder, trained on automatically paired page images and LaTeXML-derived markup, with a Gini-based page-splitting alignment pipeline and anti-repetition augmentation plus logit-variance repetition detection at inference.

Key results

Measured effects reported in the paper

What was changedWhereMeasuredEffect
Use Nougat base instead of embedded PDF textScientific document page conversion · arXiv test set, AllBLEU: 65.8 -> 89.1Helped
Use Nougat base instead of GROBID + LaTeX OCRScientific document page conversion · arXiv test set, AllBLEU: 55.6 -> 89.1Helped
Scale from Nougat small to Nougat baseNougat · arXiv test set, AllBLEU: 88.9 -> 89.1Helped
Scale from Nougat small to Nougat baseNougat · arXiv test set, Plain textEdit distance: 0.058 -> 0.058No clear effect
Add random token replacement during training (ablation)Nougat · Out-of-domain documentsfailed page conversions: 32% declineHelped
Add random token replacement during training (ablation)Nougat · Test setrepetition frequencyHelped

Surprising findings

Limitations

Experimental setup

Datasets: arXiv LaTeX sources PubMed Central XML Industry Documents Library OCR text

Benchmarks: arXiv test set

Metrics: normalized edit distance BLEU METEOR precision recall F1

Baselines: PDF embedded text GROBID with LaTeX-OCR

Builds on: Donut Swin Transformer mBART LaTeXML GROBID

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